DOT Urine Specimen Collection Training and Certification

Provide DOT and non-DOT drug testing by becoming a certified DOT urine specimen collector.

  • This course may also be used for those requiring 5-year recertification training.
Contact us about clinic and group registrations
DOT Training AMA PRA Category

Qualification Training

2 training videos provide an in-depth discussion of everything a specimen collector should know

DOT Training Development Practice Tests

Proficiency Demonstration

5 mock collections performed via video conference

DOT Drug Testing Split Kits

Urine Collection Kits

Students will be mailed 6 collection kits to be used during the mock collections

DOT Training Development Practice Tests

Training Manual

A downloadable PDF version of the training manual

AMA PRA Category

Chain of Custody Forms (CCF)

CCF completion instructions, sample of completed CCF, blank CCF form

Become a Medical Examiner

Collection Checklist

Step-by-step instructions, walking you through the entire process

Exceed FMCSA Requirements

Scripted Statements

Don’t sweat the mock collections! Simply follow this script

Training Certificate Available

Training Certificate

Available upon review of your completed CCFs from the mock collections

Training Certificate Available

Flowcharts & Brochures

Helpful information to provide to the donor when needed

What you’ll learn

Master the essential skills and knowledge required to become a certified DOT urine specimen collector, including:

  • Proper specimen collection procedures
  • Maintaining the integrity of the specimen
  • How to properly complete a chain of custody (CCF)
  • Legal and ethical considerations
  • Proper observation and monitoring techniques
  • Confidentiality and privacy considerations

Curriculum

There are 2 video modules in this course, 1 quiz, and a proficiency demonstration (mock collections)

Video Module One – 52 minutes

Introduction to Certification

  • Overview of training requirements:
    • Initial training
    • Five-year recertification
    • Error-correction training
  • Certification achieved upon:
    • Completion of online training.
    • Proficiency demonstration (within 30 days).
  • Reference to the latest DOT Urine Specimen Collection Guidelines.

DOT Overview and Safety Goals

  • Importance of DOT audits and undercover reviews.
  • DOT’s safety priorities:
    • Ensuring 100% drug- and alcohol-free transportation operators.
  • Regulatory authorities under DOT:
    • FAA, FMCSA, FRA, FTA, PHMSA, and USCG (Homeland Security).

Role of the Certified DOT Urine Specimen Collector

  • Responsibilities:
    • Maintaining the integrity of the collection process.
    • Ensuring donor privacy.
    • Completing Federal Drug Testing Custody and Control Form (CCF).
  • Qualifications per 49 CFR Part 40.33.

Training and Proficiency Requirements

  • Qualification Training:
    • Topics: proper procedures, shy bladder scenarios, tampering detection, and fatal flaws.
  • Proficiency Demonstration:
    • Five error-free mock collections.
  • Recertification Training:
    • Required every five years.
  • Error Correction Training:
    • Addressing collection errors.

DOT-Required Drug Testing Situations

  • Types of Testing:
    • Pre-employment
    • Post-accident
    • Random
    • Reasonable suspicion
    • Return-to-duty
    • Follow-up
  • Specific guidelines for each type

Collection Site and Security Requirements

  • Acceptable facilities:
    • Single-toilet or multi-stall restrooms.
  • Security measures:
    • Preventing access to adulteration agents.
    • Use of bluing agents.
  • Ensuring donor privacy and preventing unauthorized access

Step-by-Step Collection Process

  • Preparing the site:
    • Ensuring availability of required supplies.
  • Initial steps:
    • Collector and donor identification.
    • Explanation of the process.
  • Collection procedure:
    • Handling shy bladder scenarios.
    • Inspecting and sealing specimens.
  • Final steps:
    • Completing and distributing CCF copies.
  • Packaging and shipping specimens to laboratories

Federal Drug Testing Custody and Control Form (CCF)

  • Parts of the CCF:
    • Test facility copy
    • MRO copy
    • Collector copy
    • Employer copy
    • Employee copy
  • Importance of accuracy and completeness

Shy Bladder Protocol

  • Definition and management:
    • Providing fluids within three hours.
    • Noting all attempts and actions on the CCF.
  • Consequences of insufficient specimen

Specimen Handling and Transport

  • Ensuring specimen integrity:
    • Proper sealing and labeling.
    • Secure transport to laboratories.
  • Documentation retention requirements

Common Errors and Fatal Flaws

  • Examples of errors:
    • Incorrect temperature readings.
    • Improper sealing of specimen bottles.
  • Corrective procedures and retraining requirements

Ethical and Professional Conduct

  • Avoiding conflicts of interest.
  • Ensuring respect and privacy for donors.
  • Maintaining professionalism throughout the process

Key Updates in DOT Drug Testing

  • Expanded drug panels as of 2018:
    • THC, cocaine, opioids, amphetamines, etc.
  • Emphasis on random selection processes

Video Module Two – 37 minutes

Directly Observed Collection

  • Definition: Observer watches urine go from donor’s body into the collection container.
  • Conditions requiring observed collection:
    • Invalid specimens.
    • Negative-dilute results with creatinine levels between 2-5 mg/dL.
    • Return-to-duty and follow-up tests.
    • Suspected tampering or out-of-range temperatures.
  • Observer protocols:
    • Must be the same gender as the donor.
    • Avoids physical contact; ensures visual observation.
    • Documentation on CCF, including observer’s name and reason for observation.

Addressing Tampering and Substitution

  • Identification of tampering devices:
    • Prosthetics, concealed containers, synthetic urine kits.
  • Response protocols:
    • Immediate observed recollection.
    • Noting tampering details on CCF and notifying DER.
  • Tools for detection:
    • Observation of donor behavior.
    • Inspection of unusual specimen characteristics (e.g., color, odor).

Monitored Collection Protocol

  • Definition: Conducted under less-than-private conditions (e.g., multi-stall restrooms).
  • Key points:
    • Monitor ensures donor hands container directly to collector.
    • Same-gender monitor requirement unless they are a medical professional.
    • Monitored collections require thorough documentation

Special Medical Considerations

  • Catheterization:
    • DOT tests cannot be collected via catheterization unless the donor self-catheterizes
    • External urine bags:
      • Procedures for fresh voided samples.
      • Privacy considerations for donors using medical devices.
    • Adherence to regulatory guidelines:
      • Collectors must ensure respect and privacy for medically sensitive cases.

Temperature and Volume Checks

  • Temperature requirements:
    • Acceptable range: 90° to 100°F.
    • Procedures for out-of-range specimens:
      • Immediate observed recollection.
      • Documentation on both original and new CCFs.
    • Volume requirements:
      • Minimum: 45 mL.
      • Insufficient specimens initiate shy bladder procedures.

Shy Bladder Protocol

  • Defined as the inability to provide a sufficient specimen (45 mL).
  • Procedures:
    • Donor offered up to 40 ounces of fluid over 3 hours.
    • Collection ends if no specimen is provided within 3 hours.
  • Documentation:
    • Detailed notes on attempts and actions on CCF.

Error and Flaw Management

  • Correctable Flaws:
    • Errors like incomplete forms, missing dates, or incorrect temperature recording.
    • Corrected through written statements and documentation.
  • Fatal Flaws:
    • Irreparable issues (e.g., broken seals, mismatched CCF numbers).
    • Requires error correction training within 30 days.
  • Proactive documentation to prevent errors.

Roles of the Medical Review Officer (MRO)

  • Responsibilities:
    • Verify and interpret test results.
    • Ensure donors have opportunities to explain positive results.
    • Communicate results confidentially to employers.
  • Split specimen testing:
    • Process for donor-initiated retesting at independent labs.

Industry-Specific Regulations

  • FMCSA (Truck Drivers):
    • Testing for CDL holders and hazardous material transporters.
    • Post-accident testing criteria:
      • Fatalities, injuries, vehicle towing, or citations.
    • FAA (Aviation):
      • Covered employees: flight crew, maintenance staff, etc.
      • Testing after accidents involving fatalities or substantial damage.
    • FRA (Railroads):
      • Covered employees: train crew, dispatchers, signalmen.
      • Post-accident testing includes urine and blood samples.
    • FTA (Transit):
      • Testing after accidents with fatalities or disabling damage.
      • Supervisor training for drug and alcohol indicators.
    • USCG (Maritime):
      • Testing required for serious marine incidents (SMI).
      • Results reported to Coast Guard authorities.

Laboratory-Based vs. Rapid Testing

  • Lab-based testing:
    • Gold standard for DOT drug tests.
    • Confirmation tests with mass spectrometry or gas chromatography.
  • Rapid tests (Non-DOT):
    • On-site presumptive positives.
    • Confirmation testing suggested to avoid false positives

Steps for DOT-Compliant Collections

  • Overview of 10 critical steps for secure collections:
    • Picture ID verification.
    • Securing the collection site.
    • Inspecting and securing specimen and paperwork.
  • Importance of maintaining control over the collection process.

Specimen Collector Quiz – 32 questions

The quiz can be taken as many times as needed to pass with an 80% or higher.

Proficiency Demonstration ( 5 Mock Collections) – 90 minutes

This is done via live video conference. Students can access this section of the course and schedule a time through our online scheduling platform once they have completed the quiz. 

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FAQs

Who can become a certified DOT specimen collector?

To qualify for training as a certified specimen collector for DOT drug testing, you must first meet the minimum qualifications set by the Department of Transportation:

  • You need to be at least 21 years of age
  • Have a high school diploma or equivalent
  • Have a clean criminal record
  • Be able to communicate and understand instructions in English

What are the certification renewal requirements for DOT drug testing?

You must also undergo refresher training every five years to maintain your DOT specimen collection certification. The renewal training and the initial training are generally the same training.

However, the DOT expects you to stay current with regulations and collection procedure changes between your courses instead of waiting for your refresher course.

What are the steps to take when becoming a certified DOT urine specimen collector?

Enroll in an accredited DOT urine specimen collector certification course

Once enrolled:

  • Familiarize yourself with the regulatory language from the DOT 49 CFR Part 40.
  • Review the DOT agency regulations and urine specimen collection guidelines, so you can easily follow them in training
  • Complete the certified urine specimen collector training course
  • Demonstrate your proficiency in collections
  • Obtain your training certificate

How long is drug testing certification good for?

Certified DOT drug testing collectors are certified for 5 years from the original certification date. To remain certified, an individual must retake a certification course.

What is included in the drug testing certification training?

This training program consists of 2 video modules, 1 quiz, and a proficiency demonstration (mock collections).

Training Includes:

  • Urine collection kits
  • Downloadable training manual
  • Chain of Custody Forms (CCFs)
  • Collection checklist
  • Scripted statements
  • Flowcharts
  • Brochures

Upon completion, the student can download and print a certificate of completion, certifying them as a DOT urine specimen collector.

How long is the specimen collector training course?

There are 2 video modules equaling approximately 89 minutes. The course also contains a 32-question specimen collector quiz. Finally, the proficiency demonstration (mock collections) takes roughly 90 minutes to complete.

Can I stop and start the training as needed?

Yes. The course and all its content is available at any time. When you pause your training, the course will keep track of where you left off. Even after completion, you can go back and review the material.

Can I review the material multiple times?

Yes. Your training is valid for one year. All of the material including video modules and documents can be reviewed as much as needed.

When will I get my training certificate?

Your training certificate will be available to download once we receive the completed CCFs from the mock collections. It can be found in your training portal.

What are the differences between DOT and non-DOT drug tests?

DOT Tests are Regulated and More Comprehensive

  • DOT drug tests are regulated by the US Department of Transportation
  • DOT drug tests usually require a urine sample, while non-DOT drug tests can use saliva, hair, or blood
  • DOT drug tests test for a wider range of drugs, including amphetamines, marijuana, cocaine, and opiates, while non-DOT drug tests usually only test for marijuana, cocaine, and opiates
  • DOT drug tests are more expensive than non-DOT drug tests
  • Familiarize yourself with the regulatory language from the DOT 49 CFR Part 40.
  • Review the DOT agency regulations and urine specimen collection guidelines, so you can easily follow them in training
  • Complete the certified urine specimen collector training course
  • Demonstrate your proficiency in collections
  • Obtain your training certificate

When do businesses require drug tests?

Businesses can require a urine sample drug test under the following conditions:

  • Onboarding: Some businesses want assurances right off that a new hire isn’t using. They can require testing as part of the hiring process.
  • Randomized: Some businesses employ a randomized drug testing protocol. It makes drug testing less predictable and encourages operators to stay clean.
  • Post-Accident: Anytime there is an accident, DOT operators are required to do a drug and alcohol test to prove they were sober at the time of the incident.
  • Reasonable Suspicion: If an employee is acting out of character, slurring their speech, smells of alcohol or marijuana, or gives their boss reasonable cause to suspect the employee is using on or before the job, the employer can require a drug test.
  • Return to Duty: If an employee fails a drug test and goes through the substance abuse program, they must pass the drug and alcohol test before they can return to work.
  • Follow-up: After a return to duty test, several follow-up tests will prove the employee is maintaining their sobriety.

Where do I get specimen collection materials?

You can use a lab that gives you DOT regulatory industry-approved supplies at a reasonable cost. Some will give them to you for free until the kit is used and sent to the lab, and the kit is part of the fee. You can also order drug testing forms and supplies and alcohol testing forms and supplies online from a supplier who orders in bulk and passes the discount on to you.